Chief Compliance Officer, Ramp Advisory LLC

About this role

Ramp Advisory LLC is looking for an experienced Chief Compliance Officer to lead its compliance program. The CCO will have independent authority over compliance operations and will be the primary liaison with the SEC. This role requires strong expertise in investment adviser compliance and the ability to make decisions in a fast-paced environment.

About the company

Ramp is a financial automation platform that provides companies with tools to manage expenses, optimize procurement, and improve financial workflows. It serves businesses looking to streamline their financial processes and enhance visibility into spending.

What you'll do

• Serve as the designated CCO with independent authority
• Act as the primary contact with the SEC
• Maintain firm’s policies, procedures, and compliance reviews
• Provide compliance advice on marketing materials and customer disclosures
• Oversee books and records, communications monitoring, and employee training
• Shape customer onboarding strategy
• Build and maintain the anti-money laundering program

What we're looking for

• 8+ years in investment adviser compliance
• Experience as CCO or deputy CCO of an SEC-registered adviser
• Knowledge of the Advisers Act and SEC expectations
• Direct experience with SEC examinations
• Experience overseeing financial partner compliance
• Sound independent judgment for real-time decision making
• AI fluency for scaling compliance programs
• Comfort as a standalone compliance lead

Nice to have

• Experience at a high-growth company
• Experience with cash management strategies
• Experience with technology-enabled advisory models

Benefits

• Flexible PTO
• Health and wellness stipend
• 100% medical, dental & vision insurance coverage
• 401(k) with employer match
• Parental leave up to 16 weeks at full pay
• Pet insurance